Dealer registration files, 1925-1946.

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Dealer registration files, 1925-1946.

http://www.worldcat.org/oclc/122562601

Companies and individuals who were dealing in securities in Alabama were required to apply for registration with the state Securities Commission from 1919 to 1935 and to the Attorney General's office until 1969. These dealer files contain correspondence, application forms, bond certificates, and financial reports.

7 cubic ft. (7 records center cartons).

Alabama Department of Archives and History

Information

SNAC Resource ID: 6765537

Alabama Department of Archives and History

Related Entities

There are 3 Entities related to this resource.

Alabama. Securities Commission (1919-1935).

http://n2t.net/ark:/99166/w68714n8 (corporateBody)

Alabama. Securities Commissioner (1935-1969).

http://n2t.net/ark:/99166/w6bh1b86 (corporateBody)

Alabama. Attorney General's Office

http://n2t.net/ark:/99166/w6f22xdv (corporateBody)

Authorities: 1901 Alabama Constitution, Art. V, Sec. 112, 114-115, 117-118, 127, 129, 132, 136-137; Art. VII, Sec. 173; Amendment III; Amendment 282. Alabama Code, Sec. 12-3-32; 16-24-30, 23-1-5 to 23-1-6; 36-15-1 to 36-15-21. Acts 1933, No. 177, p. 189 (Extra Session). Acts 1935, No. 509, p. 1096. Acts 1959, No. 542, p. 1318. Acts 1969, No. 740, p. 1315. Alabama Government Manual, 1982. ...